What is the ticker symbol and CUSIP for Arch Resources, Inc.’s Series A warrants?
What is a warrant?
How many Series A warrants were initially issued and what was the initial exercise price?
When do the Series A warrants expire?
Is the exercise price subject to adjustment?
How do I receive notice regarding any exercise price adjustments?
The Series A warrants were issued in global form and registered in the name of Cede & Co., as nominee of the Depository Trust Company (“DTC”). Arch Resources, Inc. provides notice to AST regarding any exercise price adjustments, and AST provides this information to DTC for distribution to warrant holders via their bank or broker. If you have questions or did not receive information relating to any prior or future warrant adjustments, please contact your bank or broker. Your bank or broker may contact DTC directly at firstname.lastname@example.org.
What are the tax consequences of exercising, selling or gifting the Series A warrants?
Who is the company’s warrant agent?
6201 15th Avenue Brooklyn, NY 11219
Attn: Reorg Warrants
Phone: (718) 921‐8200
Where should I direct questions about the Series A warrants?
You should consider seeking independent investment advice with respect to your Series A warrants. For more information on the Series A warrants, we encourage you to review the Warrant Agreement, including the form of Global Warrant Certificate, which is an exhibit to Arch Resources' Current Report on Form 8‐K filed with the SEC on October 11, 2016. You may access a copy of the Warrant Agreement by clicking on the following link:
None of the information referenced above shall be deemed an offer to sell or the solicitation of an offer to buy a security within the meaning of the Securities Act of 1933, as amended (the “Securities Act”), nor shall such information be deemed a prospectus under the Securities Act.